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SEC Rule 10b-5
Results: 780

#	Item
441	AMERICAN PLASTICS & CHEMICALS, INC., FIRST SCIENTIFIC, INC., MIGRATEC, INC., TRISTAR CORP., and VIANET TECHNOLOGIES, INC. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-03-16 12:14:44 73rd United States Congress Financial economics Form 10-K Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities and Exchange Commission Form 10-Q Ticker symbol Financial regulation SEC filings United States securities law United States Securities and Exchange Commission
442	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 1, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-01 13:05:16 Finance Corruption 73rd United States Congress United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission Securities fraud Securities Exchange Act SEC Rule 10b-5 United States securities law Financial economics Financial system
443	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 30, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-30 16:56:37 Economics 73rd United States Congress United States Securities and Exchange Commission Corruption Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities and Exchange Commission Insider trading United States securities law Financial economics Financial system
444	Administrative Proceeding: Lambros D. Ballas Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-17 14:40:45 Investment Financial system 73rd United States Congress Securities Exchange Act United States Securities and Exchange Commission Financial services U.S. Securities and Exchange Commission Securities regulation in the United States SEC Rule 10b-5 United States securities law Financial economics Stock market
445	Microsoft Word - IA[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-04 12:03:23 Finance Financial services 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission Securities Act Financial adviser SEC Rule 10b-5 Collective investment scheme Financial economics Investment United States securities law
446	Time for a Closer Look: New Developments Prompt a Review of the “10b-5” by Adam W. Glass, Partner April[removed]Part 1 -- Introduction. Add to Reading List Source URL: www.linklaters.com Language: English Stock market Finance Investment 73rd United States Congress Securities Securities Act SEC Rule 10b-5 Securities Exchange Act Securities regulation in the United States United States securities law Financial economics United States Securities and Exchange Commission
447	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 24, 2012 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-09-24 13:23:20 United States Securities and Exchange Commission Financial regulation Finance Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Security Dodd–Frank Wall Street Reform and Consumer Protection Act Securities Act United States securities law Financial economics 73rd United States Congress
448	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 22, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-22 18:15:18 Financial regulation SEC Rule 10b-5 U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Securities regulation in the United States United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
449	Release No[removed]October 14, 1999 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-04-10 15:52:58 73rd United States Congress Financial regulation Regulation S-X Securities Act Securities Exchange Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Government United States United States securities law United States Securities and Exchange Commission SEC filings
450	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]June 12, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-12 14:12:38 United States Securities and Exchange Commission Financial regulation 13D Investment Advisers Act U.S. Securities and Exchange Commission SEC Rule 10b-5 Securities Exchange Act Government United States United States securities law SEC filings 73rd United States Congress

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